Deciding whether or not to sue your financial firm or financial advisor is one of the most important and stressful decisions an investor can encounter. You should have an experienced, reliable, and practical Financial Industry Regulatory Authority (FINRA) arbitration attorney to represent you in this process.

 

Lufrano Law, LLC in Oak Park represents investors with securities investment disputes against financial advisors (stock brokers), brokerage firms, and investment advisors within the FINRA form. Our securities and investment fraud attorneys represent investors nationwide through the FINRA arbitration process, including investors in: Arizona, California, Connecticut, Florida, Illinois, Indiana, Massachusetts, Michigan, New Jersey, New York, Ohio, Virginia.

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Investment fraud claims against financial advisors and broker-dealers commonly fall into one of the following categories: 

• Asset Allocation (improper)

• Breach of Fiduciary Duty

• Churning

• Excessive Activity

• Failure to Supervise

• Fraud

• Misrepresentation and Omissions

• Negligence

• Overconcentration

• Ponzi Schemes

• Selling Away

• Suitability

• Unauthorized Trading

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