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    FINRA Brings Complaint against Ameritas Broker Thomas Lawrence for Personal Loan with Elderly Custom
    Staff Attorney
    • Dec 5, 2017
    • 2 min

    FINRA Brings Complaint against Ameritas Broker Thomas Lawrence for Personal Loan with Elderly Custom

    Update: Without admitting or denying the allegations, Lawrence consented to the sanctions (two year suspension) and to the entry of...
    1 view0 comments
    Pruco Securities Broker Zena Yofonovich Disciplined for Borrowing from Elderly Customer
    Staff Attorney
    • Nov 15, 2017
    • 2 min

    Pruco Securities Broker Zena Yofonovich Disciplined for Borrowing from Elderly Customer

    The Financial Industry Regulatory Authority (FINRA) brought an enforcement action against registered representative Zena Yofonovich...
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    Oak Park, IL 60304 

    clufrano@lufranolaw.com

    Tel: 800.627.2179

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