Staff AttorneyAug 25, 20182 minSandlapper Financial Advisor Kyusun Kim Barred for Unsuitable REIT RecommendationsFormer Sandlapper Financial advisor, Kyusun Kim (Kim), recently faced a department of enforcement action in connection with his...
Staff AttorneyMay 20, 20172 minFoothill Securities Censured and Fined for Real Estate Investment Trusts SupervisionThe Financial Industry Regulatory Authority (FINRA) recently announced it censured and fined Foothill Securities Inc. (“Foothill”). ...
