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    Financial Advisor Ethan De Naray Suspended for Discretionary Trades in Customer’s Account
    Staff Attorney
    • Oct 11, 2018
    • 2 min

    Financial Advisor Ethan De Naray Suspended for Discretionary Trades in Customer’s Account

    The Financial Industry Regulatory Authority (FINRA) recently announced Ethan De Naray (De Naray) entered into a Letter of Acceptance,...
    2 views0 comments
    Financial Advisor James Edward Lyons Barred for Failing to Cooperate with FINRA Investigation
    Staff Attorney
    • Jun 30, 2018
    • 2 min

    Financial Advisor James Edward Lyons Barred for Failing to Cooperate with FINRA Investigation

    Former Raymond James financial advisor, James Edward Lyons (Lyons), recently settled allegations with the Financial Industry Regulatory...
    1 view0 comments
    FINRA Brings Complaint against Meyers Associates Broker Craig Langweiler for Potential Financial Mis
    Staff Attorney
    • Dec 4, 2017
    • 2 min

    FINRA Brings Complaint against Meyers Associates Broker Craig Langweiler for Potential Financial Mis

    The Financial Industry Regulatory Authority (FINRA) recently filed a complaint against Craig Gary Langweiler (Langweiler) in connection...
    2 views0 comments
    Former Merrill Lynch Broker Blake King Barred for Failing to Cooperate with Investigation involving
    Staff Attorney
    • Nov 22, 2017
    • 2 min

    Former Merrill Lynch Broker Blake King Barred for Failing to Cooperate with Investigation involving

    Merrill Lynch financial advisor, Blake P. King (King), recently settled allegations with the Financial Industry Regulatory Authority...
    11 views0 comments
    Staff Attorney
    • Feb 18, 2017
    • 2 min

    Former Wells Fargo Broker Robert Batchen Suspended for Unauthorized and Unsuitable Trades in Custome

    The Financial Industry Regulatory Authority (FINRA) recently announced Robert James Batchen (Batchen) entered into a Letter of...
    2 views0 comments
    Staff Attorney
    • Feb 2, 2017
    • 2 min

    FINRA Brings Complaint against National Securities Corporation Broker Glenn McDowell for Unauthorize

    On October 28, 2016, the Financial Industry Regulatory Authority (FINRA) filed a complaint against Glenn McDowell (McDowell) in...
    1 view0 comments
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    Oak Park, IL 60304 

    clufrano@lufranolaw.com

    Tel: 800.627.2179

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