Former Broker Robert White Suspended for Accepting Gifts from Customer
Robert Edward White (White) submitted a Letter of Acceptance, Waiver and Consent (“AWC”) pursuant to FINRA Rule 9216 of FINRA’s Code of...
Former Broker Robert White Suspended for Accepting Gifts from Customer
Financial Advisor Taek Man Chong Barred for Failing to Cooperate with FINRA Investigation
Former Raymond James Broker Robert Scherzer Disciplined for Private Securities Transactions
Former Raymond James Broker Richard Sampley Disciplined for Recommendations in Renewable Energy Comp