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    FINRA Suspends Wells Fargo Broker Lloyd Layton for Unsuitable Short-Term UIT Investment Recommendati
    Staff Attorney
    • Oct 12, 2018
    • 2 min

    FINRA Suspends Wells Fargo Broker Lloyd Layton for Unsuitable Short-Term UIT Investment Recommendati

    The Financial Industry Regulatory Authority (FINRA) recently filed a complaint against former Morgan Stanley and current Wells Fargo...
    8 views0 comments
    Financial Advisor Joel Davidman Suspended for Discretionary Trades in Customers’ Accounts
    Staff Attorney
    • Dec 5, 2017
    • 2 min

    Financial Advisor Joel Davidman Suspended for Discretionary Trades in Customers’ Accounts

    The Financial Industry Regulatory Authority (FINRA) recently announced Joel David Davidman (Davidman) entered into a Letter of...
    13 views0 comments
    Former H. Beck Broker Peter Doyle Barred for Failing to Cooperate with Investigation involving Discr
    Staff Attorney
    • Nov 30, 2017
    • 2 min

    Former H. Beck Broker Peter Doyle Barred for Failing to Cooperate with Investigation involving Discr

    H. Beck financial advisor, Peter J. Doyle (Doyle), recently settled allegations with the Financial Industry Regulatory Authority (FINRA)...
    3 views0 comments
    Former Morgan Stanley Broker Anthony Verzi Barred for Failing to Cooperate with Investigation involv
    Staff Attorney
    • Nov 28, 2017
    • 1 min

    Former Morgan Stanley Broker Anthony Verzi Barred for Failing to Cooperate with Investigation involv

    Morgan Stanley financial advisor, Anthony Joseph Verzi (Verzi), recently settled allegations with the Financial Industry Regulatory...
    2 views0 comments
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    • HOME
    • ABOUT
      • ATTORNEY PROFILE
    • PRACTICE AREAS
      • REAL ESTATE CLOSINGS
      • INVESTMENT LITIGATION
      • ESTATE PLANNING
    • REVIEWS
    • BLOG
    • CONTACT

    818 Harrison Street, Suite 210

    Oak Park, IL 60304 

    clufrano@lufranolaw.com

    Tel: 800.627.2179

    Local: 708.628.3380 

    Fax: 844.721.6019

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