ETN / ETFs

Lufrano Law, LLC

Staff Attorney

Coastal Equities Censured and Fined for Non-Traditional ETF Supervision

The Financial Industry Regulatory Authority (FINRA) recently announced it censured and fined Coastal Equities, Inc. (“Coastal Equities”)....

Staff Attorney

James Flower Suspended for Unsuitable VIX Short Term Futures Recommendations

Financial advisor, James William Flower (Flower), recently faced a department of enforcement action in connection with his recommendation...