Staff AttorneyJun 21, 20192 minSteven Zerbarini (Former NEXT Financial FA) Disciplined for Discretionary Trades in Customers’ AccouThe Financial Industry Regulatory Authority (FINRA) recently announced Steven Elliot Zerbarini (Zerbarini) entered into a Letter of...
Staff AttorneyMay 31, 20192 minFinancial Advisor James B. Eichner, Jr. Disciplined for Discretionary Trades in Customers’ AccountsThe Financial Industry Regulatory Authority (FINRA) recently announced James B. Eichner, Jr. (Eichner) entered into a Letter of...