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LUFRANO LAW, LLC

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FINRA Suspends Investors Capital Broker Robert Estevez for Unsuitable Structured Products

The Financial Industry Regulatory Authority (FINRA) recently filed a complaint (Disc. Proceeding No. 2014040158902) against Investors...

Christopher Lufrano

2 min read

Former LPL Broker Russell Sadler Disciplined for Outside Business Activities and Private Securities

Russell Leo Sadler (Sadler), a registered representative, settled a complaint with the Financial Industry Regulatory Authority (FINRA),...

Christopher Lufrano

2 min read

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