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    Forest Securities Broker David Apted Disciplined for Private Securities Transactions
    Staff Attorney
    • Jan 2, 2018
    • 2 min

    Forest Securities Broker David Apted Disciplined for Private Securities Transactions

    David Apted (Apted), a registered representative, settled a complaint with the Financial Industry Regulatory Authority (FINRA), which...
    5 views0 comments
    Former LP Broker Terrence Diehl Disciplined for Private Securities Transactions
    Staff Attorney
    • Dec 27, 2017
    • 2 min

    Former LP Broker Terrence Diehl Disciplined for Private Securities Transactions

    Terrence Jeffrey Diehl (Diehl), a registered representative, settled a complaint with the Financial Industry Regulatory Authority...
    4 views0 comments
    Former Securities America Broker Michael Crowe Disciplined for Private Securities Transactions
    Staff Attorney
    • Dec 18, 2017
    • 2 min

    Former Securities America Broker Michael Crowe Disciplined for Private Securities Transactions

    In October 2017, Michael A. Crowe (Crowe), a registered representative, settled a complaint with the Financial Industry Regulatory...
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    • HOME
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    Oak Park, IL 60304 

    clufrano@lufranolaw.com

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